Regional Prime Brokerage Compliance recruitment

Our client is a global Investment Bank whose trading services group requires a senior Compliance professional to advise on business activities deriving from its Prime Brokerage business across the region. The successful candidate will be responsible for but not limited to providing guidance and advice regarding compliance issues to the prime brokerage team including sales, operations, trading, and securities lending. You will conduct business needs analysis and assist the business in implementing and enhancing policies and procedures and provide training to the business on Compliance issues.Key Read more […]

January 24, 2012 • Tags: , • Posted in: Financial • Comments Off on Regional Prime Brokerage Compliance recruitment