Senior Project Manager – Regulatory Compliance recruitment
ResponsibilitiesRepresent Asia to prepare and communicate project status with the global team, regional steering committee, regional working group, and other involved partiesFacilitate business requirements gathering and analysisFacilitate and document further impact assessmentsDocument escalated questions and points for technical interpretation via Asia legal counsel, Global PMO and/or Big4 advisory servicesDevelop regional project documents (charter, plans, etc.)Manage project plans and progress, including scope, schedule and cost RequirementsUniversity degree holder (or related discipline)Minimum Read more […]
Regulatory Compliance recruitment
Responsibilities: • Work with Regulatory Compliance Unit to ensure that the department’s processes meet internal and regulatory compliance requirements• Conduct training to staff where necessary on changes in regulatory controls• Monitor the schedule for Customer Due Diligence checks and ensure these are conducted on time• Undertake review of transactions (including establishment or renewal of RMA) with RMs to see if these are within the established CDD/KYC profile• Manage the department’s Regulatory Requirement Self-Assessment (RRSA) and Risk Control Self-Assessment (RCSA) checks; Read more […]
Consultancy – Regulatory Compliance recruitment
Responsibilities: Provide regulatory and compliance advisory services to our clients in financial services (FS) industryAssist clients implement new regulatory requirementsPerform gap analyses of existing operations against regulatory requirementsBenchmark compliance functions against peer organizationsDevelop client network and identify engagement opportunitiesRequirements:University graduate with a minimum of five years relevant working experience in compliance functions within a consultancy or regulatory body.Familiar with regulatory requirements for FS industryRelevant professional Read more […]
Manager, Regulatory Compliance recruitment
Manager, Regulatory ComplianceIndustry: BankingStatus: Full-TimeLocation: Toronto, OntarioSalary Scale: $63,000.00 to $70,000.00Our client, a full service International Bank with a growing presence in Canada is located in Toronto and seeking a Manager, Regulatory Compliance to join its expanding team. The role reports directly into the Senior Manager Compliance. This is an entrepreneurial environment offering long term growth for a highly motivated individual with the desire to excel.As Manager, Regulatory Compliance, you will be responsible for:Identifying legislative and regulatory requirements Read more […]
CONSULTANCY – REGULATORY COMPLIANCE recruitment
ResponsibilitiesAs part of a team of professionals, provide advisory services to clients on the development and implementation of risk management policies, systems and controls, and regulatory issuesReview risk management policies and procedures against Hong Kong/China regulatory requirements and against the best international practices; identify opportunities for enhancement; assist clients in developing an implementation strategy and in resolving implementation issuesAssist clients in understanding and meeting regulatory requirements, including responding to the findings of regulatory examinationsMaintain Read more […]
VP, Regulatory Compliance recruitment
This role will mainly focus on private banking regulatory requirements in Hong Kong. – You will provide support and advise to the business in relation to local regulations and new product development. – You will also act as the point of contact for the HKMA and/or SFC as required as well as the opportunity to influence banking policy and procedures in relation to the bank’s compliance framework. – You will actively contribute to AML policy and surveillance procedures. Ideally: – Candidates should come from a Private Banking or Wealth Management background, with at least 7 years of Read more […]
Regulatory Compliance recruitment
This Global Fund Manager has a diverse range of products including managed funds across a wide range of asset classes, funds based structured products, hedge funds and fund of funds. With a strong client base they are building a reputation as a leading provider of investment solutions on a global scale.As a current Compliance officer you will work closely with the Senior Compliance Manager with responsibility for monitoring and improving upon an established compliance program.Your responsibilities will include:Maintenance of a robust compliance frameworkCompliance committee reportingManagement, Read more […]