Regulatory Risk and Control recruitment
Responsibilities: The provision of regulatory analysis and advice in relation to new products (including the attendance of Term Sheet Committees, New Product Approval Process “NPAP” and Structured Transaction Approval Procedures “STAR”) business initiatives and bespoke projects.Interfaces with stakeholders in the businesses and in Risk to identify and manage real and potential impacts that regulatory issues have on new or ongoing business operations.Working closely with the front office teams, where relevant, in providing timely regulatory advice to ensure compliance with all relevant laws Read more […]
VP – Regulatory Risk and Control recruitment
Main FunctionThe Risk and Regulatory Business Manager will support the Firm’s initiative to mitigate Regulatory Financial risk by overseeing a centralized team within the Operations division. The individual will be responsible for managing the day to day governance of balance sheet integrity / assets at risk, regulatory controls and management reporting associated with these topics. Additionally, the candidate will be responsible for remediation projects as required to ensure any gaps and/or inefficiencies are addressed and made aware to senior management. Main DutiesSupport and further develop Read more […]