Compliance Advisor – Sales and Trading recruitment
ResponsibilitiesProvide day-to-day advisory service to Cash sales and trading, Emerging Markets, Program Trading and the Derivatives businesses on their various requestsDevelop policies and proceduresProvide support to the rest of the compliance team both regionally and globally on various project initiatives that are underway or in planning from both a compliance perspective as well as those initiated by the businessAssist in ensuring that all relevant policies and procedures are employed in the relevant sales and trading businesses across the firmWork with the rest of the European securities Read more […]