Vice President, Legal And Compliance, Sales & Trading Compliance Advisory recruitment
Role Description:• Provide Compliance support for Sales and Trading (equities, fixed income, commodities and futures), Investment Banking, Research, Prime Brokerage as well as central compliance matters (licensing and other regulatory applications)• Leadership – supervising a group of 3 Compliance Professionals• Advisory. Provide advice either independently or with other team members on regulatory compliance issues. • New business initiatives. Review and lead new business initiatives from a local regulatory, best practice and Firm perspective. • Compliance policies and procedures. Review Read more […]
August 14, 2012
• Tags: Compliance, Legal And Compliance, Legal careers in the UK, Sales & Trading Compliance Advisory recruitment, Vice President • Posted in: Financial • Comments Off on Vice President, Legal And Compliance, Sales & Trading Compliance Advisory recruitment