Securities Compliance Examiners recruitment

The Securities Compliance Examiners will: Serve as a Securities Compliance Examiner and participate in planning and conducting securities compliance examinations, developing reports of findings, and providing advice and recommendations for examinations of broker dealers, investment advisers (including advisers to hedge funds, private equity funds and other private funds), investment companies, and transfer agents.Provide advice and technical support for examinations, investigations and enforcement activities and operations such as reviewing financial statements, evaluating financial accounting Read more […]

June 9, 2012 • Tags: , • Posted in: Financial • Comments Off on Securities Compliance Examiners recruitment