Securities Compliance Officer recruitment

About Our ClientLeading securities firmJob DescriptionAdvise management as to the relevant laws and regulations applicable to the Company’s activitiesSet up and develop ethical compliance standards for the conduct of businessInitiate and provide trainingManage regulatory issues and relationships with regulatorsEstablish and maintain the requisite framework within the Company for regulated activities under the SFAThe Successful ApplicantMust have prior on the job knowledge of the Securities and Corporate Finance industries.Strong background in regulatory complianceWhat’s on offerGood compensation Read more […]

April 18, 2012 • Tags: , , • Posted in: Financial • Comments Off on Securities Compliance Officer recruitment