Senior Compliance Analyst -Investor Services recruitment

The Senior Compliance Analyst leverages past experience and expertise to assist the Compliance Manager with reviewing daily and periodic quarterly compliance reports and in training new compliance analysts.Compliance Monitoring-Monitor compliance requirements for funds daily utilizing Charles River Developments ComplianceMaster system. Take proactive steps to communicate any compliance issues contained in the reports and to develop resolutions of such issues.  -Prepare monthly compliance reports and take proactive steps to communicate any compliance issues contained in the reports and to develop Read more […]

May 19, 2012 • Tags: , • Posted in: Financial • Comments Off on Senior Compliance Analyst -Investor Services recruitment