Senior Compliance Analyst Job recruitment
Senior Compliance Analyst Job ID #: 71533 Location: AZ-Phoenix Functional Area: Compliance Business Line: Advisor Group Employment Type: Full Time – Permanent Education Required: Bachelors Degree (or equivalent) Experience Required: 3-5 years Relocation Provided: No Travel Percentage: 0 Position Description: SUMMARY: Our candidate will have the responsibilities of completing broker dealer investigations, surveillance follow-up, reviewing responses to various compliance requirements such as outside business activities, outside brokerage accounts, signature guarantee stamp assignment and writing Read more […]
April 2, 2012
• Tags: Asset Management careers in the USA, Senior Compliance Analyst Job recruitment • Posted in: Financial • Comments Off on Senior Compliance Analyst Job recruitment