Hedge Fund, Senior Compliance Associate – New York City recruitment
Want to work for a top-tier boutique hedge fund? Do you have 5-7 years of experience at a mid to large size investment advisory firm? Been through an SEC audit? Have a comprehensive understanding of FINRA, NYSE, FSA, or CFTC? Know the 40 act as well as the Securities Act of 1933? Apply below. Main Responsibilities will include:-identifying and mitigating compliance risks-analyzing the effect of new business initiatives and investment products on the compliance program-fielding compliance inquiries from employees and management -assisting in preparation of regulatory reporting and filings-monitoring Read more […]
May 10, 2012
• Tags: Hedge Fund, Hedge Funds careers in the USA, Senior Compliance Associate – New York City recruitment • Posted in: Financial • Comments Off on Hedge Fund, Senior Compliance Associate – New York City recruitment