Senior Risk & Compliance Manager – 6 month contract recruitment
The primary purpose of this role is to assist the head of risk and compliance in measuring and managing risk in relation to all equity and fixed interest products. Other duties will include but are not limited to; – Developing and maintaining relationships with both internal and external business partners – Monitoring and advising all relevant stakeholders to ensure they comply with all compliance procedures and regulations – Contributing to the development of the operational risk and compliance frameworks – Demonstrating a detailed understanding of AFSL licensing regulations within a asset management Read more […]
Senior Risk & Compliance Manager – Funds / Asset Management recruitment
The role will involve:- Providing compliance expertise to the Funds teams within Europe and assist with Regulatory issues relating to fund origination and distribution / institutional fund management.- Lead the compliance review and approval of new transactions, products and funds- Develop and maintain compliance policies and procedures.- Regulatory compliance reporting in accordance with governance framework. We are in search of someone with strong FSA / EU regulatory issues in relation to funds and fund marketing and a strong familiarity with UCITS / and alternative funds structures. Read more […]