Compliance Officer, WM – Special Markets and Controls recruitment
The Wealth Management (WM) Compliance Department works as a team to advise and control the business’ activities in relation to compliance with all applicable laws, regulations and policies including the Banking Act, FAA, SFA, Cross Border Activities, Investment Suitability, US Persons compliance and Conflicts of Interests. The SG WM Compliance Control Team (“Controls Team”) works in close cooperation with other Compliance teams, including AML Compliance, Central Compliance, Compliance Risk Assessment and Review team, WM Compliance Hong Kong (HK), WM Legal Singapore. In addition, the Controls Team Read more […]
April 25, 2012
• Tags: Accounting & Finance careers in the Singapore, Compliance Officer, Special Markets and Controls recruitment, WM • Posted in: Financial • Comments Off on Compliance Officer, WM – Special Markets and Controls recruitment