Sr Compliance Associate recruitment

   In this role, you will drive the administration of the compliance program for one of The Firm’s registered investment advisers. Your responsibilities will include drafting and updating compliance policies and testing procedures, liaising with business partners as well as legal and outside consultants to identify and mitigate compliance risks, and analyzing the effect of new business initiatives and investment products on the compliance program. You will also field inquiries from employees and management on compliance matters, initiate trainings, draft training materials, and assist in the Read more […]

July 4, 2012 • Tags: , • Posted in: Financial • Comments Off on Sr Compliance Associate recruitment