Sr. Compliance Manager recruitment

Reporting to the Chief Compliance Officer (CCO), the role of the Senior Compliance Manager is to support the CCO with oversight and management of a compliance team and compliance program for several trading businesses including options market making, proprietary, and client trading. Responsibilities will include, but are not limited to, developing, documenting, maintaining, implementing and overseeing the necessary and diverse compliance policies and procedures and supervisory structure for a diverse organization. The ideal candidate for this position must be experienced with SEC and broker-dealer Read more […]

April 1, 2012 • Tags: , , • Posted in: Financial • Comments Off on Sr. Compliance Manager recruitment