Compliance Principal/Supervisor recruitment
Generalist experience includes:Supervision and Daily Trade Review; knowledge of trading turnover ratios; Advertising/Correspondence Review; Branch Examination experience; Complaint management; Risk identification; familiarity with WSP drafting and maintenance; Books and Records knowledge; and knowledge of SRO rules and regulations.Qualifications of our ideal candidate:Knowledge of federal, state and SRO rules and regulations pertinent to a FINRA registered Broker/Dealer.Proven expertise in coordinating various comprehensive compliance functions.Proven and Professional leadership abilities, strong Read more […]
Senior Accountant/Supervisor recruitment
Job DescriptionCandidates for the position of supervisor will ideally possess equity or real estate development industry experience and a strong investment partnership accounting background.1. KEY RESPONSIBILITIESi) Client Engagement• Responsible for the client relationship with the clients• Manage and maintain day-to-day communications with the clients • Manage communications with investment professionals, other client personnel, investors, attorneys, auditors, bankers, etc. • Thorough review and understanding of investment fund legal documents, including complete understanding of Read more […]
Trade Affirmation Manager/Supervisor recruitment
This is a key position within the Treasury Finance Reconciliation team and as such they require a qualified accountant who has experience of working in a similar position. You will report in to the Head of Treasury Finance and will be responsible for the reconciliation of trades booked on systems such as Murex, Sophis and Wall Street. You will also need a demonstrable understanding of Balance Sheet and PL controls and will have experience of managing teams of up to 5 people. All candidates must be immediately available, with exceptional experience that has been gained within the Treasury controls Read more […]
Trustee Assistant Manager / Supervisor recruitment
Trustee Assistant Manager / Supervisor required for an International Asset Management company Duties: Manage day to day running of the Trustee set up Planning and priortising department workload Deputise for manager in their absence Review of new fund structures Sign off and review of control packs from supervisors Ensure all client compliance reporting is prepared and sent to clients This is an excellent opportunity to work with a world renowned Asset Management company If you are a Trustee Assistant Manager or experienced Trustee Supervisor please forward you CV to jdunphy@sigmar.ie Read more […]