Regulatory Analyst – Market Regulation, Trade Exams & Special Reviews

We Work to Protect Investors.  Join our Team.   FINRA is seeking a well qualified individual for our Regulatory Analyst opening in New York, NY.  To be considered for this position, please submit your resume through our careers site.  No phone calls please.  Job Summary: The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and regulations enforced by FINRA and it clients. Essential Job Functions: Conduct surveillance of trading in NYSE and NYSE Amex listed securities. Conduct in-depth and timely investigations Read more […]

April 23, 2011 • Tags: , , , , , • Posted in: General • Comments Off on Regulatory Analyst – Market Regulation, Trade Exams & Special Reviews