AVP Compliance Officer – Transaction Monitoring – Control Room – Review recruitment
This role will form part of a team of 5 local compliance officers who will be responsible for Compliance reviews in the UK. This is a AVP level hire and you will report to the Head of the Compliance Review team. Compliance reviews will include reviews within the Investment Bank, Private Bank, Asset Management and Shared Services. Specifically, this will include desk reviews, themed reviews and a number of other internal reviews of the Compliance department. The candidate will be responsible for:• Trade monitoring and surveillance programme.• Produce the monthly compliance bulletin, detailing Read more […]
May 3, 2012
• Tags: AVP Compliance Officer, Compliance, CONTROL ROOM, Legal careers in the UK, Review recruitment, Transaction Monitoring • Posted in: Financial • Comments Off on AVP Compliance Officer – Transaction Monitoring – Control Room – Review recruitment