Senior Manager – Uk Distribution recruitment
Overview of Key Duties:To work with UK Distribution, Group Compliance and Internal Audit to provide reasonable assurance of Distribution’s compliance with its regulatory obligations and the effectiveness of the control environment. For the purposes of this role summary, “Distribution” includes the activities of the following departments; UK Institutional Sales, UK Intermediary, Product Development, UK Marketing (including material generated by them and material created outside the UK for distribution in the UK), Client Services, SPML, SIL, SUTL and Corporate Communication. In addition covers Read more […]
UK Distribution recruitment
Main Responsibilities would include:• To provide advice on all relevant regulatory matters across all areas of UK Distribution and work closely with senior management on any compliance issues that may arise. • To coordinate with the Head of Compliance – Infrastructure the process for identifying, interpreting, and reporting on regulatory change within UK Distribution, and communicate as appropriate.• To the extent that the relate to UK Distribution matters, review local Compliance manuals to ensure they are up to date, reflecting current working practices and relevant regulatory requirements.• To Read more […]