US Compliance Manager recruitment

Reporting into the General Counsel Partner you will be responsible for ensuring the firm operates in compliance with SEC regulations, work with senior stakeholders/regulators to identify compliance deficiencies and liaise with the trading, technology and operations departments to assist with the implementation of compliance programs.  This high profile position requires an excellent understanding of the securities industry. You must have the credibility gravitas to face-off with senior stakeholders and be confident in an environment that covers high frequency trading. Due to the specific nature Read more […]

April 8, 2012 • Tags: , , • Posted in: Financial • Comments Off on US Compliance Manager recruitment