VP Compliance Monitoring recruitment

This new role represents an exciting opportunity for a compliance professional looking to develop their career further in investment management and with one of the largest firms of it’s kind.The Compliance Monitoring Manager’s responsibilities will be:Work with senior management to develop the monitoring programme for both institutional and retail businesses ensuring it is risk-based and compliant with regulatory changesResearch, plan and undertake detailed risk reviews/audits to assess regulatory risk and compliance with rules and regulationsLiaise with Regulators and audits during their onsite Read more […]

October 1, 2009 • Tags: , • Posted in: Financial • Comments Off on VP Compliance Monitoring recruitment