AVP/ VP Compliance recruitment
They are looking for someone to help support the finance team across Asia Pacific covering corporate banking, investment banking, sales trading and wealth management franchises. You will be heavily involved with senior management across finance in several jurisdictions providing strategic compliance advice assessing the impact of regulatory changes to the business. Specific responsibilities will include: • Development and maintenance of compliance programmes • Development of a risk measurement framework, related metrics and reporting • Promoting and influencing sound risk Read more […]
AVP / VP Compliance recruitment
Responsibility – Manage/supervise a small team- Review and develop the current compliance controls – Promote the culture and awareness of the staff in regards to any compliance issues – Act as a consultant for different business unit on compliance issues – To execute the code of conduct and personal account under general compliance manual. – Take care of any ad-hoc issues on a daily basisRequirement- Degree in Law, Accounting or business-related disciplines – 5 + years Read more […]
VP Compliance recruitment
Key Responsibilities:*Provide compliance advice and support to the Private Banking and Institutional Asset Management business lines.*Draft and implement compliance policies and procedures in accordance with HK legal and regulatory requirements.*Conduct KYC and AML transaction monitoring in respect of private banking clients*Manage licence applications to SFC and/or HKMA.*Set up and monitor investment suitability framework for private banking clients. *Perform compliance checking and review / monitor investment restrictions in respect of funds under management.*Assist in reviewing of marketing Read more […]