VP-Futures Compliance recruitment
This candidate will focus on the advisory, monitoring, and surveillance of the futures business.ResponsibilitiesProvide advisory coverage for the futures sales trading desk on transactions, trade issues, compliance policies and procedures, and regulatory requirementsFrequent interaction with senior partners from sales trading, risk, operations, IT, and legalActive pragmatic involvement with business partners on new product initiatives to drive compliance issues and considerationsConduct monitoring and surveillance of tradesInteract and manage relationships with regulatory agenciesProvide compliance Read more […]
June 17, 2012
• Tags: Compliance, Legal careers in the USA, VP-Futures Compliance recruitment • Posted in: Financial • Comments Off on VP-Futures Compliance recruitment