VP-Futures Compliance recruitment

This candidate will focus on the advisory, monitoring, and surveillance of the futures business.

Responsibilities

Provide advisory coverage for the futures sales trading desk on transactions, trade issues, compliance policies and procedures, and regulatory requirements
Frequent interaction with senior partners from sales trading, risk, operations, IT, and legal
Active pragmatic involvement with business partners on new product initiatives to drive compliance issues and considerations
Conduct monitoring and surveillance of trades
Interact and manage relationships with regulatory agencies
Provide compliance support and subject matter expertise during regulatory examinations and inquiries
Review current business practices against regulatory requirements to ensure that discrepancies are proactively identified and addressed
Draft and develop internal policies and procedures in response to regulatory developments
Project management of various business projects with compliance implications
Monitor for new regulatory developments and determine their impact on the firm

Skills Required

At least 5 years of experience covering U.S. futures rules and regulations
Strong knowledge of futures products
Prior and sustained experience interacting with traders and sales professionals
Experience developing policy, assessing risks, implementing procedures, training, monitoring and review
Ability to interact and work closely with senior business partners
Reliable, dependable, accountable
Ability to quickly understand and interact with a variety of other product areas
Proactive person who challenges processes and looks for improvements
Able to deal with fast developing business
Strong oral and written communication skills
Strong team player

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