VP Sales & Trading Advisory Compliance (8+) – Inv. Bank – SG recruitment
Scope of role: To provide advice either independently or with other team members on regulatory compliance issues To review and lead new business initiatives from a local regulatory, best practice and Firm perspective. Review manuals and Compliance Notices to ensure they are properly revised or updated when necessary, and draft new manuals, Compliance Notices, policies and procedures in light of regulatory or business changes. Provide advice to the desks to identify risk areas or lead independent reviews and monitoring of business practice. Help develop and manage the Firm’s contact and relationship Read more […]
May 25, 2012
• Tags: Commodities careers in the Singapore, Inv Bank, SG) recruitment, VP Sales & Trading Advisory Compliance (8+) • Posted in: Financial • Comments Off on VP Sales & Trading Advisory Compliance (8+) – Inv. Bank – SG recruitment