Senior Compliance Advisor, Equities, WB Compliance recruitment
Key Roles Responsibilities Assists in the identification of material regulatory and reputational risks in the business Anticipates and assesses key regulatory and product risk trends in the business for management consideration and helps drive the development and implementation of appropriate mitigation control measures Undertakes continual assessment of regulatory risks associated with existing products and those under development Participates in the governance of a business Assists in approving new products and new business initiatives Assists local teams with product line expertise as required, Read more […]
November 24, 2009
• Tags: Accounting & Finance careers in the Hong Kong SAR, Equities, Senior Compliance Advisor, WB Compliance recruitment • Posted in: Financial • Comments Off on Senior Compliance Advisor, Equities, WB Compliance recruitment