Regional Sales Office Supervisor – Wealth Management Job recruitment
Regional Sales Office Supervisor – Wealth Management (Job Number: 1204249) BNY Mellon is a global financial services company focused on helping clients manage and service their financial assets, operating in 36 countries and serving more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations and high-net-worth individuals, providing superior asset management and wealth management, asset servicing, issuer services, clearing services and treasury services through a worldwide client-focused team. BNY Mellon is the corporate brand of The Bank of New Read more […]
Director, Asset Management Operations Job recruitment
Director, Asset Management Operations (Job Number: 1205410) BNY Mellon is a global financial services company focused on helping clients manage and service their financial assets, operating in 36 countries and serving more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations and high-net-worth individuals, providing superior asset management and wealth management, asset servicing, issuer services, clearing services and treasury services through a worldwide client-focused team. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation. Read more […]
Investment Officer I recruitment
The Investment Officer I will manage assigned client relationships which could include personal trust, agency, estate, charitable, pension and institutional accounts with the primary objectives of structuring client investment portfolios to meet mutually agreed upon expectations for asset allocation, risk assumption, and investment performance while adhering to all appropriate controls, policies and procedures. The incumbent interfaces with medium size clients to formulate account objectives and administrative requirements and maintains a continuous program of oral and written communication, verifying Read more […]
National Mortgage Operations Manager Job recruitment
National Mortgage Operations Manager (Job Number: 1204559) BNY Mellon is a global financial services company focused on helping clients manage and service their financial assets, operating in 36 countries and serving more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations and high-net-worth individuals, providing superior asset management and wealth management, asset servicing, issuer services, clearing services and treasury services through a worldwide client-focused team. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation. Read more […]
Sales Director – Wealth Management Job recruitment
Sales Director – Wealth Management (Job Number: 1204620) BNY Mellon is a global financial services company focused on helping clients manage and service their financial assets, operating in 36 countries and serving more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations and high-net-worth individuals, providing superior asset management and wealth management, asset servicing, issuer services, clearing services and treasury services through a worldwide client-focused team. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation. Read more […]
Compliance Specialist recruitment
Investment Placement Group (IPG) is searching for an experienced compliance/ risk management professional who can evolve to increasing levels of responsibility in the RIA/ Asset Management side of our business. The position is based in San Diego, California and will report to the Chief Compliance Officer.Responsibilities: The ideal candidate will be responsible for the following:Supervise activities of financial representatives regarding laws/regulations/company policies related to the day to day business of a FINRA registered Broker Dealer and SEC Registered Investment Adviser.Conduct Read more […]
Private Client Sales Executive recruitment
PRMS is a boutique personal insurance brokerage focused on the unique needs of successful individuals and families. We work with our clients and their trusted advisors to identify, analyze and manage risk. Our success is driven in large part by the breadth of our experience, the quality of our team, and the strength of our relationships with the high end niche carriers that service our clients.With our singular focus, responsive and caring service, expertise and hustle, we provide our clients peace of mind while saving them time, money and aggravation. We are reinventing the personal insurance Read more […]
Product Development Associate recruitment
Highland Capital Management, L.P. is a SEC-registered investment adviser with approximately $20 billion of assets under management. It is one of the largest and most experienced global alternative fixed income managers, specializing in bank loans, high yield credit, distressed debt, structured products, real assets, and long-short equities.DescriptionHighland has an immediate opening for a Product Development Associate on our Business Development team located in Dallas, Texas. This position will help the team execute on the Highland’s global growth initiatives, including the development of Read more […]
.NET Developer recruitment
Overview: This position will be responsible for design and development activities associated with Thomson Reuters Wealth Management initiatives. Projects include; new product or strategic offerings, enhancements to existing revenue producing products, maintenance of existing products, integration efforts targeting Thomson Reuter’s products or third party applications/services, and mentoring junior level engineers. This position will work closely with internal groups and other Wealth Management teams. Responsibilities: This role will receive direction from the Team Lead and have latitude on how Read more […]
Director- Head of Regulatory Compliance recruitment
The Compliance team is responsible for ensuring the compliance program is functioning effectively. The Head of Regulatory Compliance department will be responsible for the management of regulatory exams and inquiries and maintaining an updated regulatory rules matrix. Duties Include• Manage exams and regulatory inquiries• Coordinate closely on regulatory issues with other Firm Regulatory Compliance unit; and develop strong working relationships and communicate risk and actions.• Monitor regulatory and legislative developments; prepare briefing memos propose and execute solutions to help Read more […]