Testing Compliance Officer
Within this role you would assist with the following acitivies:
* Management and execution of compliance monitoring activities on a risk-assessed basis and escalating any exceptions and/or issues.
* Ongoing development and implementation of a comprehensive compliance program.
* Performance of the annual risk-assessment of laws and regulations in support of the compliance testing and monitoring framework.
* Annual policies and procedures reviews and revisions and development of new policies and procedures, when applicable.
* Monitoring of all regulatory changes, ensuring communication of new requirements, and assisting the business in creating and/or revising policies and processes to meet the new requirements.
* Personal trading suirveillance activities; on-boarding of new employees, maintenance of watch/restricted list, timely disposition of violations and maintenance of surveillance system.
* Development, delivery and tracking of the corporate compliance training.
You must possess:
* Knowledge of commercial banking products and businesses and U.S. banking laws and regulations.
* Minimum of 5 years bank compliance experience.
* Supervisory experience and audit background a plus.
* Strong written/verbal interpersonal and communication skills.
* Ability to work independently and within groups.
* Excellent organization skills.
* Strong attention to detail.
* Ability to multitask and deliver quality work product.
* Ability to quickly adapt to changing tasks and workload.
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