UK Applications Associate
Our clients range from start-ups to large firms with well-established track records and utilise a broad array of investment strategies and styles such as: long only, long/short equities, global macro, credit, distressed, bank debt, fixed income, private equity, venture capital, real estate-related and fund of fund strategies.
We are looking to hire someone to join our Regulatory Transactions Team in London, where the successful candidate will be responsible for project managing clients FCA applications. On a daily basis this will include providing advice to a range of clients on compliance and regulatory issues, in line with the requirements of the FCA.
Key Responsibilities:
- Assist in the project management of applications by firms for authorisation by the FCA
- Liaison with clients, the FCA and other third party service providers (e.g. auditors, lawyers and Prime Brokers)
- Liaison with other consultants within the business to facilitate the handover of FCA applications clients to the ongoing consulting team
- Project management of change of control and approved persons applications to the FCA
- Research the FCA Handbook, FCA consultation papers and primary legislation (e.g. Financial Services and Markets Act 2000)
- Assist in the preparation of consultancy agreements and proposals
You should enjoy working within a team environment as well as be capable managing projects. You should also be a self starter with sound presentation skills. Holding strong communication skills is important as you will be expected to effectively advise clients and team members throughout multiple concurrent projects.
Candidates will be educated to graduate level (or equivalent), and be able to demonstrate some relevant work experience (ideally compliance-related), maybe gained through internships.
Pleade forward your details to: giles.remmington@cordium.com
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