Vice President, Compliance, International Brokerage House, 90k+/mth recruitment

The Company

Our client is a Global Brokerage firm with strong presence in Asia. Due to the rapid growth in the region, they are looking for a Vice President in Compliance to be a keen member in the compliance function.

The Role

Reporting to the Head of Compliance, you will be responsible for the following duties -

Your Profile

To be successful in this role you will have a minimum of 6 years compliance experience preferably in securities firm or financial services environment. You will hold a degree in Accounting, Finance, Law or any related disciplines; sound knowledge of (i) the Securities and Futures Ordinance and subsidiary Rules; (ii) SFC Codes, Guidelines, etc.; and (iii) SEHK and HKFE Rules Regulations; and excellent written and verbal English and Chinese communication skills.

Apply Today

Send your resume (in WORD format) by clicking the apply button now. Please note that only short-listed candidates will be contacted.