Vice President, Compliance, International Brokerage House, 90k+/mth recruitment

The Company Our client is a Global Brokerage firm with strong presence in Asia. Due to the rapid growth in the region, they are looking for a Vice President in Compliance to be a keen member in the compliance function. The Role Reporting to the Head of Compliance, you will be responsible for the following duties – Responsible for formulating strategies, reviewing and establishing compliance policies and guidelines and developing and implementing regular compliance plans Designs compliance surveillance programs and anti-money laundering (“AML”) monitoring functions and conduct compliance monitoring/ Read more […]

December 12, 2011 • Tags: , , , , , • Posted in: Financial • Comments Off on Vice President, Compliance, International Brokerage House, 90k+/mth recruitment