Vice President, Global Markets Audit, Investment Bank
Reporting to the Regional Head of Audit, you will be responsible for the planning and execution of Audits across the Equities line of business. You will work with senior regional business management to implement audit strategy from a risk-based set of principles and set up testing procedures to track the effectiveness of controls. Once deficiencies or improvements in process are highlighted, you will put forward corrective actions. Furthermore, you will work closely with new product committees and develop key business partner relationships to ensure a steady stream of information across all control functions. You will also ensure new staff receive sufficient training and are aware of regulatory updates.
The successful candidate will possess at least 8-10 years' experience within the Financial Services sector, preferably within an audit or risk control capacity and having exposure to Equities product lines. Candidates from a Product Control background may be considered on their merits. You will possess a strong working knowledge of business and process flows of an investment bank and the stakeholders involved. You will be able to demonstrate a capacity to work under pressure and possess a natural aptitude for problem solving. Excellent communication skills in English are essential.
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