Vice President Global Markets Compliance Advisory
Compliance key functions include the following:
- Advising and providing guidance on various rules and regulations affecting the business (on particular deals, rule changes etc.);
- Providing Compliance Training;
- Co-ordination of regulatory audits and inspections;
- Registration of relevant staff with the FSA;
- Responding to regulatory enquiries; and
- Identification and resolution of conflicts arising in an integrated Investment Bank;
- In depth operational knowledge (trading through to trade confirmation) of relevant fixed income products (structured transactions, credit derivatives, interest rate derivatives, FX and commodities).
- Ability to interpret, understand, advise upon and formulate an appropriate course of action on a broad range of legal and regulatory provisions.
- A clear understanding of the legal and compliance issues of an investment bank.
- Ability to analyse compliance risk and where necessary escalate matters to the appropriate management level.
- Excellent developed verbal and written communication skills.
- Ability to handle and manage a number of different projects simultaneously.
- Excellent computer literacy (Excel, Word and Access).
A leading Investment Bank
A six figure package plus career progression.
Where specific UK qualifications are required we will take into account overseas equivalents.
Please quote Michael Page reference when applying Job ref:MPGX13240282
Michael Page International is a world leading recruitment consultancy.
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