VP
VP - Compliance (AML Sanctions)
Our client is a leading Global Corporate and Investment Bank. As part of their growth, they are seeking an experienced Compliance professional to take on the role of VP - Compliance focusing on AML Sanctions.
- Update and implement KYC procedures in line with local regulatory requirements and Head Office requirements
- Initiate Client Acceptance Committee (CAC) for High Sensitive and High Risk PEP clients and attend CAC meetings
- Conduct second level control checks on clients onboarded and recertified by Business and Client Management Team
- Conduct second level control checks on remittance / trade transactions cleared by Level 2
Train and advise Business, On-boarding/Due Diligence Teams on AML/Sanctions/KYC requirements
- Provide clearance for AML/Sanctions risks related transactions and escalate to Regional in need
- Participate in Transaction Acceptance Committee and New Activity Committee meetings
- Participate in KYC/AML related IT or other projects as required
- Assist Head of Compliance (SEA) in handling internal audit and regulatory requests/ investigations in the areas of KYC and AML
- Assist Head of Compliance (SEA) in preparation of training materials
- Assist to conduct New Joiners' compliance briefing
Key Requirements:
- Degree holder
- Having a Specialist Diploma in Compliance with ICA is an advantage
- 5years or more experience in Corporate Investment Banking
- Good understanding of trade finance, documentary credit and trade flows is a definite advantage
- Strong understanding of Singapore banking laws and regulations
- Strong communication and interpersonal skills
- Good team spirit
Kindly send your CV to Lynnette Tan at lynnette@vantage-associates.com for our consideration. Only shortlisted candidates will be contacted for further discussions.
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