VP Bank Regulatory Compliance
Responsibilities:
* Research, analyze and explain new/updated regulations affecting the firm and its' functions.
* Draft and develop various controls, procedures and policies to maintain compliance with all regulations.
* Interact with various regulatory agencies - FDIC, FRB, etc.
* Manage the Federal Reserve exam process including inquiries, follow-up, etc.
* Status tracking and reporting of various issues.
* Lead training events which will provide continuous education on up-to-date regulations.
We are looking for an individual who can demonstrate a passion for compliance. In addition you will be able to meet the following criteria:
*JD
* Experience dealing with both US and foreign bank regulations
* Strong experience working with Federal Reserve regulations
* "Alphabet" Regulations
* FDIC, FRB, and some consumer regulation experience
* A track record of creating and implementing compliance policy and procedure
* Minimum 3 - 7 years' experience in similar positions
* Ability to take ownership and influence at all levels.
* Experience reporting to senior-level executives
Leave a Reply
You must be logged in to post a comment.