VP Bank Regulatory Compliance

Responsibilities:

* Research, analyze and explain new/updated regulations affecting the firm and its' functions.

* Draft and develop various controls, procedures and policies to maintain compliance with all regulations.

* Interact with various regulatory agencies - FDIC, FRB, etc.

* Manage the Federal Reserve exam process including inquiries, follow-up, etc.

* Status tracking and reporting of various issues.

* Lead training events which will provide continuous education on up-to-date regulations.

We are looking for an individual who can demonstrate a passion for compliance. In addition you will be able to meet the following criteria:

*JD

* Experience dealing with both US and foreign bank regulations

* Strong experience working with Federal Reserve regulations

* "Alphabet" Regulations

*  FDIC, FRB, and some consumer regulation experience

*  A track record of creating and implementing compliance policy  and procedure

* Minimum 3 - 7 years' experience in similar positions

* Ability to take ownership and influence at all levels.

* Experience reporting to senior-level executives

April 5, 2013 • Tags: , • Posted in: Financial

Leave a Reply

You must be logged in to post a comment.