VP, Cash Equities Compliance recruitment
Job Description
Reporting to the Head of Markets Compliance, you will be responsible for:
- Providing compliance advices to the Equity business in their daily business operations
- Sitting with the equities sales and trading business and supporting them on new business initiatives from the compliance perspective
- Working with the global equities compliance teams to enhance standards of conduct and sharing updates on regulatory changes
- Analyzing surveillance reports and conducting investigations when necessary
- Liaising with regulators and sharing market practice your global counterparts
The Successful Applicant
You will be a confident and mature individual with at least 7 years of Compliance experience within the Investment Banking industry. You will have excellent knowledge of cash equities products. In addition, you will have strong, hands-on knowledge of the securities regulations in the region. You will possess effective communication skills. Proficiency in English is essential.
What's On Offer
This is an excellent opportunity for you to take on a high-profile role within one of the most prestigious investment banks in the industry. You will be sitting with trading desk and have high visibility with global senior management. A competitive package will be offered to the suitable candidate.