VP, Compliance Audit recruitment
Responsibilities
- Monitor internal controls relating to compliance and AML risks
- Contribute to risk assessment profiles/ business monitoring
- Plan and execute audit assignments within the Asia Pacific region
- Develop and maintain broad broker-dealer regulatory experience
- Identify opportunities for continuous process improvement and adoption of best practices in terms of process execution, internal controls, ethics and compliance
Requirements
- University graduate in Finance, Accountancy or other related discipline
- Minimum 8 years of experience in Internal Audit or Compliance Audit or Compliance role
- Working knowledge of compliance/ AML risks
- Strong report writing, presentation, and leadership skills
- Able to work independently and meet deadlines
- Proficient in both written and spoken English and Chinese
Interested parties please send your updated resume in WORD format with current and expected salaries (quoting Employer Ref:) to banking@aimHigher.com
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May 12, 2012
• Tags: Accounting & Finance careers in the Hong Kong SAR, Compliance Audit recruitment, VP • Posted in: Financial