VP, Compliance Team Head, Securities (60-70k/mth) recruitment
The Company
A stable and growing financial group, with SFC type 1, 2, 4, 7, 9 licenses, to manage a small team of compliance professionals.
The Role
As VP of a Compliance Team, you will be reporting to Head of Compliance of the company, responsible for conducting regular compliance review and checking, staff dealing, individual and corporate licensing, liaising with local regulators (SFC), implementation of compliance programs to ensure operations are compile to statutory and regulatory requirements.
Your Profile
The successful candidate will be a degree holder in Law or Accounting, with professional qualification is highly preferable, You will have at least 5 years working experience in a Financial Services environment, solid experience in handling enquiries from local regulators, such as SFC and MPFA, you will possess excellent presentation and communication skills (Fluent Cantonese and English is a MUST) and an ability to deal with all levels of an organisation
Apply Today
Send your resume (in WORD format) by clicking the apply button now. Please note that only short-listed candidates will be contacted.