VP, Equities Internal Audit (Top Tier Investment Bank) recruitment
VP Level Internal Audit Role for Top Tier Investment Bank
Our client, a top tier investment bank is seeking a high caliber, driven individual to join a dynamic internal audit team that is at the forefront in the financial services industry.
This role reports to the Head of Internal Audit in Hong Kong, you will be a member of the regional team with key focuses on Equities, Equity Derivatives, ECM and Corporate Finance businesses. You will be involved in analysing and assessing the risks associated with the business and operation, such as trading systems, market risk, credit risk, operational risk, legal and compliance issues. In addition, you will assess effectiveness of internal controls of systems, risk management and governance processes.
As you will be part of the regional team, you will lead or participate in business audit engagements both locally and regionally and you will plan, execute, report results and provide practical and value-adding solutions to the relevant business leaders and senior management.
You will be expected to travel to the different regional offices in Asia approximately 20-30% of your time. This role offers you a lot of diversity in terms of exposure to different business users and different business lines.
To qualify, individuals must possess:
- A university degree and a professional accounting qualification
- Minimum 8 years Audit experience gained from Investment Bank, Brokerage and/or Big 4 focusing on Financial Services sector
- Demonstrated experience in risk focused controls/systems based auditing techniques
- Familiar with capital markets regulations for investment banking activities
Our client welcomes applications from high performing individuals in diverse areas as surveillance / monitoring compliance, product control and business management roles that are keen to gain a wider view of the business and fast track their careers.