VP /SVP, Compliance Risk Review
Hong Kong
- Leading Global Bank
- Newly created position
- Regional coverage
- Competitive package
Continued growth in the region has created a need for a dynamic individual to join their Asia Pacific Compliance Risk Review team.
The Role
Reporting to the Regional Head of Compliance, your key responsibilities will include:
- Managing a small team of Compliance Review managers to undertake on-site risk based compliance reviews in accordance with an established review schedule, budget and key risk indicators.
- Engaging and partnering with business advisory compliance colleagues in the region to undertake these reviews to validate compliance with the Bank’s established Group policies, procedures and applicable regulations.
- Prepare reports on review results to discuss with Regional Business Compliance management and make recommendations for corrective action to ensure mitigation of risks and controls and protection of the Bank’s reputation risk
- Assess the need for any thematic reviews due to ad hoc regulatory, risk or business activities and plan and conduct such reviews as necessary.
- Maintaining effective relationships with business advisory compliance colleagues and management and keep up to date on current business and regulatory developments that may affect the Bank’s reputation risk.
The Successful Applicant
You will be a University graduate with at least 8-10 years’ experience gained within another financial services institution, preferably in Compliance, Internal Audit or Operational Risk areas. You must possess strong analytical and organizational skills, be details-oriented and demonstrate previous success in managing multiple priorities. Excellent oral and written English and Chinese communication skills a must. You must also have considerable energy and strong influencing skills to work effectively with business advisory compliance colleagues and liaise with regional and global senior management.
Interested applicants, please contact Natalie Wong on n.wong@alsrecruit.com or 2920 9115 quoting reference (EF-9129) for a confidential discussion. For more Compliance positions, please visit our website (www.alsrecruit.com) and contact us for details.
Leave a Reply
You must be logged in to post a comment.