Archive for April, 2013
Field Marketing Specialist
Field Marketing Specialist – Sao Paulo – Global Software VendorDemand Generation Campaigns – Pipeline Marketing Campaigns – Regional Marketing Plans – Software Vendor – Business Plans for Campaigns – Marketing – Qualify Leads – Regional Campaigns, Initiatives and PRA Global Software Vendor with offices in Sao Paulo require a Field Marketing Specialist that will create programs and campaigns to meet the needs of targeted buyers in specific regions, taking a segment marketing approach.They will collaborate on the creation of webinars and seminars, as well as driving demand generation Read more […]
Equity Analyst
Top rated UK based broker looking to bolster the research product with the inclusion of a senior equity research analyst covering support services/business services sector. Main cap focus will be in the small-mid cap space covering UK listed companies with a focus on selling UK to UK on the institutional side.Requirements:Circa 10 years experience in a similar position is preferredStrong sector coverage universeFlexibility to pick up sub-sectorsExcellent Corporate client relationshipsExcellent Institutional client relationships and rankings where applicableAbility to lead a teamHunger to succeed Read more […]
Investment Adviser Compliance Analyst
To satisfy the needs of our growing client base, Hamilton Lane is looking to hire a Compliance Analyst. The candidate should have an interest in learning the daily compliance functions of an SEC-registered investment adviser. This position will report to our Director of Compliance.Primary Responsibilities: • Track Code of Ethics reviews and certifications using online system. • Creating, testing and revising procedures. • Researching verifying performance analysis. • Assist in preparing regulatory reporting, foreign licensing and application filings. • Assist in preparing for Read more […]
Analyst, US Debt Capital Markets Origination
The analyst will be part of the team responsible for the origination and structuring of debt capital market transactions for BBVA’s U.S. client base.Analysis of trends and market conditions in the bond markets across the U.S., Latin America and Europe, and preparation of internal and external market updates. Assist in the preparation of marketing material and proposals for existing and prospective U.S. clients. Job Duties: Assist in the preparation of weekly market updates for internal and external clients, discussing loan and bond market conditions and trends across the U.S., Latin America Read more […]
Asia ex Japan Equity Fund Manager
Asia ex Japan Equity Fund ManagerLocation: Hong KongThe ClientThe client is a global emerging market asset management firm that is looking to expand its Hong Kong office.This key hire will be a senior fund manager on the Asia ex Japan equity fund with a concentration on HK and mainland chinese equities.The successfull candidate with have extensive asian equity / equities fund management experience with a top 1 / 3 / 5 year track record.RequirementsEquity fund management experience in another top asset manamgenemt firmExtensive Asian equities / equity experienceTop quatile track recordRight to work Read more […]
AML Assurance Manager
AML Assurance ManagerLeading Bank is looking for an AML Assurance Manager to join their team Reporting to the Head of AML/STF Assurance, responsible for delivery and coordination of AML/STF assurance reviews across the division. The role holder will undertake targeted assurance reviews and work with local Assurance Monitoring teams to track and input into local assurance activities. The role holder will also contribute to the ongoing development of the AML/STF assurance programme within the division. Key Responsibilities Execute thematic AML/STF assurance reviews across the division, work with Read more […]
Compliance Officer | Fund | CF10/CF11
Compliance Officer | Fund | CF10/CF11 My client, a small and growing fund based in London, are currently seeking a compliance officer to join their team. Responsibilities include: *Managing regulatory relationships with the FSA, BaFin, NFA SEC *Become a CF10/CF11 under the FSA regime *Keeping up to date with global regulatory developments and updating internal policies and procedures from time to time *Providing periodic compliance reports to Regulatory Bodies and relevant Boards *Implementation and on-going enhancement of the compliance monitoring programme. *Providing accurate and timely Read more […]
Head of Credit
Key ResponsibilitiesManage effectively the Credit Administration function, to enable all team and business objectives to be met efficiently.Develop and implement appropriate controls and monitoring in the context of the Bank’s credit offering.Ensure development of knowledge within the local team in terms of Credit Administration legislation and ensure implementation of amended procedures for the team following any legislative amendments.Responsibility for promoting the Banks loan services to the Client Relationship Managers in order to grow the loan book as budgeted in line with the general credit Read more […]
Central Compliance Manager / AVP
This is to work with them on a contract basis providing support across individual employee compliance matters such as Personal Account Dealing (PA dealing), outside business interests (OBIs) and the giving and receiving of gifts and entertainment (GE) in the following areas:Helping to evaluate the impact of new financial regulations on central complianceOversee the surveillance/monitoring of central compliance to identify non-complianceAssist with policy review and process improvements for central complianceOwn the maintenance of the policies and procedures for central complianceBuild relationships Read more […]
Sales Director
Sales Director – New York My client is an asset manager backed by a leading investment bank, providing financial services and advice to high net worth investors, individuals, businesses and institutions. You will be involved in fundraising, business development and managing international client relations. Salary – Negotiable, depending on experience The main responsibilities of this role will include: Responsible for raising assets for their alternative fundsProactively capital raise and sell products to investorsBuild new client relationships whilst managing their existing client baseResponsible Read more […]