Archive for May, 2013
Experienced Transaction Monitoring/OFAC Compliance Officer
Responsibilities: * Review reports/alerts generated by the SAMS (Suspicious Activity Monitoring System) Model * Review in-process transactions flagged by the OFAC filter for review * Assist in assuring compliance issues are monitored * Assist with preparing statistics for monthly AML group. * Assist in ensuring compliance with all FinCEN Regulations, specifically 314(a). * Prepare reports for OFAC reporting (ie Report of Rejected/Blocked Transactions) * Conduct OFAC and PEP checks for new account documentation (CIP) * Review customer files for KYC and Customer Due Diligence (CDD). * Review alerts Read more […]
Monitoring and Testing Compliance Associate
Within this role you will have the opportunity to work within their testing group and assist with the execution of the monitoring and testing activities of the bank, including but not limited to testing and monitoring reviews of specific lines of business and their compliance with the necessary rules, policies and regulations, as well as surveillance activities. You must possess: * Bachelor’s degree * Knowledge of SEC and FINRA regulations * 2-5 years prior compliance monitoring and testing experience or audit, securities sales and trading or back office experience. * Series 7 and 63 preferred Read more […]
VP Transaction Monitoring
Key responsibilities include but are not limited to:*Conduct daily and monthly transaction monitoring to assure compliance with the BSA/AML/OFAC and other applicable rules and regulations. *User Acceptance Testing (UAT) *Conduct research using internal records and external sources to determine the legitimacy of the alerted activity and whether the transaction(s) are inline with normal, expected customer activity. *Draft suspicious activity reports, when appropriate. *Assist with the implementation of automated monitoring systems, when applicable, to include conducting user acceptance testing. *Assist Read more […]
VP Compliance Testing
Key Tasks and Responsibilities of the role include, but are not limited to: * Conducting a testing risk assessment covering BSA/AML, OFAC and Corporate Compliance. * Designing and executing a testing plan. * Serving as a back up to the training manager. * Ability to convert policy requirement into effective testing modules. * Supporting in the delivery of compelling audits that inspire confidence in the company’s ability to deliver its strategy by taking responsibility for areas of work on audit engagements as a member of the audit practice. *Design, delivery and facilitation of up skilling Read more […]
Senior Director – Project Finance (credit)
My client is seeking a senior credit analyst with experience in the transportation sector, with a concentration in the toll roads and transit sectors. This shop boasts a top rated project finance and infrastructure team and is looking for a Director level candidate to join and help expand the business further.Role:-Leading ratings analysis and research on transportation entities, with an emphasis on toll roads / transit sector ratings within the Americas transportation group.Evaluating innovative credit structures and participating in criteria developmentMaintain high profile relationships with Read more […]
Manager, Market Intelligence
ResponsibilitiesRegular Sales/Market data mining and reportCheck data integrity by doing cross-check with Finance, Mill, Logistics, Sales Admin teamsSummarize key findings and generate monthly reportsSupport in preparation of performance related reports (e.g. MRM/SMM materials)Collate information about the market from Country ManagersPlan, analyze and present such data as MRM/PCM materialsPlot trend analysisWrite summary of findingsCompetitive Industry AnalysisRegular analysis for company’s strategic market planning positioning – Sector/industry – Operating environment, macroeconomics, Read more […]
Associate – Project Finance Infrastructure
Unique and fantastic opportunity on offer for a leading investment bank in New York to join the Transportation and Infrastructure Project finance team. The RoleYou will join a team of 6 professionals in the New York office looking after North American corporate clientsTravel will be required to pitch for projects and you will be expected to actively be involved in all steps of the project finance process from start to end (more junior team members will be heavily involved in running sensitivities/creating from scratch their own financial models and you will be responsible for coordinating this Read more […]
Analyste Risque de Crédit Expérimenté(e) H/F
L’un des premiers énergéticiens au niveau mondial, GDF SUEZ est présent sur l’ensemble de la chaîne de l’énergie, en électricité et en gaz naturel, de l’amont à l’aval. En inscrivant la croissance responsable au cœur de ses métiers (énergie, services à l’énergie et environnement), il se donne pour mission de relever les grands défis : répondre aux besoins en énergie, assurer la sécurité d’approvisionnement, lutter contre les changements climatiques et optimiser l’utilisation des ressources. GDF SUEZ compte 218 900 collaborateurs dans le monde pour un chiffre d’affaires en 2011 Read more […]
Expert Lutte anti-blanchiment H/F
Au sein de la Branche Energie Europe (BEE), Energy Management Trading (EMT) est en charge de l’optimisation des actifs du Groupe GDF SUEZ en Europe continentale. Le rôle d’EMT est d’assurer une énergie compétitive à ses clients tout en optimisant la valeur créée, dans un cadre de risques harmonisé.Les équipes d’EMT négocient les contrats d’approvisionnement en gaz naturel du Groupe, optimisent les actifs (centrales) et les contrats d’achat et de vente d’énergie (contrat long terme gaz, Virtual power Plants, capacité de transport, de stockage, de regazéification,…) et Read more […]
SENIOR BUSINESS ANALYST
Description:A leading Investment Company based in Edinburgh are currently seeking a Senior Business Analyst to join their PMO on a permanent basis. Within the role you will guide project teams in business process analysis and execute the gathering, elicitation and documentation of business requirements for medium size projects and production support.Core Responsibilities:Analyses and identifies moderately complex and competing business requirements across business functions.Ensures requirements are fully scopedDrives prioritization of project requirements.Develops requirements plans and schedules.Identifies Read more […]