Archive for May, 2013
Private Banking
Review Private Banking Clients’ Account Opening Documentation for adequacy, Legal and Regulatory Compliance Liaise with and Support Relationship Managers and their Assistants to complete required documentation, explain and clarify documentation requirements KYC review of Client Documentation as per regulations and internal policies To execute account opening processes across the various systems and activate the Accounts To provide prompt, accurate and quality service to internal clients Key Features of the Role Review Co-Approve Account opening based on documents submitted by Relationship Managers Ensure Read more […]
Compliance/AML Officers- Private Banking ( 1 year contract)
Proactively assist the management in its prime responsibility of complying with relevant•review of clients’ profiles.Review the client adoption and Know Your clients policies/procedures, including the•staff training, client due diligence, client reviews and transaction monitoring.Ensure appropriate compliance arrangements are in place including compliance policies,regulations to ensure that the Bank is able to conduct its business within applicable laws,directives, rule and regulations, and in accordance with the Bank’s Group PolicyGeneral Role Description• Key Features of the Role•626/regulatory Read more […]
UK Institutional Relationship Management Support
SEI`s Institutional relationship management unit is responsible for servicing and developing SEI`s institutional clients in the UK. These clients consist of pension funds, charities, corporate funds and DC assets.KEY OBJECTIVES OF THE ROLE: • Provide support for Relationship Managers • Provide Support for Transition Management • General Team support RESPONSIBILITIES:• Provide Support for Relationship Managers o Meeting preparation o Preparation of manual/customised reporting to client deadlines o Attendance at client meetings o Assist with Read more […]
Defined Contribution (DC) Service Manager
SEI provides a number of Defined Contribution (DC) solutions to the UK marketplace. Following growth of the auto-enrolment and Master Trust business, an opportunity is currently available for a self motivated, experienced individual to be a key member of the Institutional team in managing the product and service DC clients.Responsibilities The responsibilities for this position may include some or all of the following: Manage the transition and servicing of SEI’s DC clients in particular ones participating in the SEI Master TrustAct as the key DC service person working closely with the existing Read more […]
VP – Group Regulatory Compliance
VP – Group Regulatory Compliance – Retail Banking and Cards – LondonMy client, a global banking group, is seeking a VP-level Compliance Manager to join their team in London on a permanent basis. The successful candidate will be working with colleagues within the group centre to deliver compliance risk management processes to mitigate any regulatory financial risk. This is a very high profile role that will be dealing with Managing Director level stakeholders within the business and as such will be a very visible position. You will need the gravitas and communication skills to challenge and have Read more […]
Audit Manager
Group Finance includes central finance areas, specialist teams and divisional finance teams which support our front-line businesses. Our specialist teams are; Global Finance Services, Group Chief Accountant’s, Group Corporate Finance, Group Finance Business and Executive Support, Group Financial Planning and Analysis, Group Internal Audit, Group Strategy, Group Tax, Group Treasury, and Investor Relations. Our divisional teams are; Business Services Finance, Corporate Banking Finance, Markets and International Banking (MIB), Non-Core and APS Finance, and Retail, Wealth and Ulster (RWU) Finance. An Read more […]
Manager, Trust Administration
You will provide prompt, excellent and professional services to clients so as to maximize time-cost fees, further injection of assets and cross referral of business to other group’s entities. You will actively review the existing relationships and trust annual fees in relation to the time spent on administration and assets under management and with a view to identifying new opportunities. You will maintain the Group’s internal control and audit standards and will ensure that all new and existing accounts are maintained in accordance with the Group standards and procedure. You will also Read more […]
CHANGE MANAGER – EQUITY
A new program, Regulatory Reports Remediation, consisting of a multiple project streams, is rolling out in Asia Pacific. Program scope focus on technical aspects of the production of regulatory reports using a high number of applications and crossing this banks robust product suite. You will take ownership of portions of this collaborate with a large global team to; 1. Increase automation rate in production of regulatory reports.2. In turn, improve controls and reduce risks associated with regulatory report production.3. Reduce 3rd party systems/ vendor expenses and IT cost by rationalizing the Read more […]
VP – Front Office C++ Algorithmic Trading Strategy / Execution Team Manager
Pinpoint Asia is the leading specialist Financial IT recruitment firm in the Asia Pacific region.We have carefully and strategically grown our client base to cover a number of the world’s top financial institutions including some of the most renowned names on Wall Street.Our significant market reputation and status as the leading search firm for many of our select clients is a direct result of our strong industry relationships, intimate understanding of the marketplace and proven ability to deliver results.To get ahead, contact us at http://pinpointasia.com We are also seeking top-calibre candidates Read more […]
Hedge Funds Investment Director
Position Description:Tracing our roots to 1928, Wellington Management Company, LLP is one of the world’s largest independent investment management firms. With US$784 billion in assets under management as of 31 March 2013, we serve as a trusted adviser to institutional clients and mutual fund sponsors in over 50 countries. Our innovative investment solutions are built on the strength of proprietary, independent research and span nearly all segments of the global capital markets, including equity, fixed income, multi-asset and alternative strategies. As a private partnership whose sole business is Read more […]