Archive for July, 2013
Client Information Control Associate
Position Description Morgan Stanley is a global financial services firm and a market leader in investment banking, securities, investment management and wealth management services. With more than 1,300 offices in 42 countries, the people of Morgan Stanley are dedicated to providing our clients the finest thinking, products and services to help them achieve even the most challenging goals. The Client Information Control (CLIC) Team is a group within Fixed Income Sales Management that is responsible for efficiently and effectively remediating client information to satisfy various regulatory and control Read more […]
Client Information Control Manager
Position Description Morgan Stanley is a global financial services firm and a market leader in investment banking, securities, investment management and wealth management services. With more than 1,300 offices in 42 countries, the people of Morgan Stanley are dedicated to providing our clients the finest thinking, products and services to help them achieve even the most challenging goals. The Client Information Control (CLIC) Team is a group within Fixed Income Sales Management that is responsible for efficiently and effectively remediating client information to satisfy various regulatory and control Read more […]
Deputy Head of AML
Position Description Support the head of AML group with strategic initiatives while overseeing the day to day activities of the ISG team. Responsibilities include: handling examinations/audits, risk assessments, drafting of policies and procedures, oversight of SAR process, oversight of surveillance process, oversight of training program. Skills Required Candidates should have 3 to 5 years of AML experience. A background with institutional clients is preferred. Strong writing and management skills are a must.
CAO Business Analyst Job
CAO Business Analyst (Job Number: 1304372)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available at www.bnymellon.com.Pershing Read more […]
Ops Analyst
Ops Analyst – Eagle (Job Number: 1208453)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available at www.bnymellon.com.BNY Read more […]
BTS Image Data Entry Op
BTS Image Data Entry Op – Part Time (Job Number: 1309738)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available Read more […]
Compliance Manager III Job
Compliance Manager III (Job Number: 1311109)DescriptionManages compliance efforts for the Company as they relate to complex regulatory and policy requirements, program and project development. Analyzes existing and proposed legislation, regulatory announcements, and industry practices, and helps businesses develop and implement procedures to meet these requirements. Manages control process validation to ensure compliance with laws, rules and regulations. Partners with business unit managers to respond to reports issued by regulatory agencies or audit. May manage small team of Compliance Analysts. Read more […]
Product Mgr III- Electronic Banking Job
Product Mgr III- Electronic Banking (Job Number: 1307499)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available Read more […]
Alcentra AVP Transaction Manager Job
Alcentra AVP Transaction Manager (Job Number: 1308914)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available Read more […]
Corporate SIRO Job
Corporate SIRO (Job Number: 1310879)DescriptionThe Corporate Senior Information Risk Officer (SIRO) is accountable to the business/business partner/regional COO/CAO for all aspects of the business’ Information, Technology, and Service Provider (ITSP) related risk, control and compliance matters. This individual provides leadership and direction to business and technology level IROs to drive implementation and monitoring of all ITSP policies and management processes to effectively mitigate ITSP risks. The SIRO will build and sustain a risk-aware culture and mindset among employees, contractors and Read more […]