Archive for October, 2013
EQUITY INVESTMENT ANALYST
Our client is an international asset management company with an unparalleled reputation across the Asia Pacific region. With the continued growth of the organization, the need has arisen to recruit a high caliber professional to join them in Hong Kong. Undertake stock research covering Australia and New Zealand and regional resources sector. Maintain database in the universe and follow the assigned investment process to seek alpha making opportunities. Build linkage between the HK office and the territories in the respective sectors and extract the ideas locally. Present and articulate investment Read more […]
Financial Controller & Senior Manager
Principal objectives of job: To manage the financial activities of the Branch. In particular to: record, monitor and report upon Branch performance; ensure timely and accurate reporting to all necessary regulatory bodies; safeguard Branch and Bank assets; review Branch liquidity and manage expenses. To ensure that all relevant financial controls and reporting systems and procedures are in accord with best practice and with Head Office legal and regulatory requirements. To ensure that the various procedures are strictly observed and, in conjunction with the Head of IT and the Head of Operations, Read more […]
Regional Head of Trade Surveillance
Build a trade surveillance function from scratchManipulation and misconduct, AML, e-communicationsBuild and manage a teamA leading international investment bank is seeking a Regional Head of Trade Surveillance to join their team here in Singapore. This is a unique opportunity to establish a local surveillance team to monitor market manipulation and misconduct, Control Room related issues, insider trading, AML and misuse of electronic communications.Responsibilities:Build and manage the regional Compliance surveillance function, including documenting local regulatory requirements and developing Read more […]
Manager, Risk Framework
A household name in the market, Commbank are proud of our reputation of being Australia’s number one Bank in customer service in our 101 st year of trading. A great opportunity has arisen to be part of the vibrant and innovative Wealth Risk Management CommInsure team. The TeamThe CommInsure business operates in accordance with its Risk Management Strategy (RMS), which is the centrepiece of the Risk Management Framework (RMF). Whilst the business is responsible for managing its risks, the Wealth Risk Management CommInsure (WRMCI) team is the custodian of the framework and assists the business to Read more […]
Compliance Monitoring Manager
Our client, a Global Financial Institution is looking for a Compliance Monitoring Manager to provide guidance and advice on all aspects of monitoring activities across private banking business. The individual would help to develop and maintain regulatory standards to enhance and protect the reputation of the firm. Duties include: Provide regulatory advice related to products, services and clients to address the risks associated with private banking business. Be responsible for all aspects of compliance monitoring, including implementation of best in practice standards, policies and procedures and Read more […]
Full Time Customer Service Representative Alice Springs NT
. Advertised: 8 Oct 2013 Aus. Central Standard Time At Commbank we understand that our customers need to be the number one priority and that is why we are the 2013 Mortgage Lender of the Year, Best Third Party Lender, and Best First Home Buyer Lender. With innovation, creativity and a focus on customer service excellence, we CAN and will continue our journey to become the number one financial institution in Australia. What will you do? Our Customer Service Representatives meet all of ourcustomers’ financial needs. They identify and understand the broader investment and lending needs and referring Read more […]
Compliance Monitoring Officer
Our client, a Global Financial Institution is looking for Compliance Monitoring Officer to help plan and execute the compliance monitoring plan which oversees the Asset / Wealth Management business. The individual would support the Compliance function in identifying and mitigating risks across the business and help promote a proactive compliance culture within the firm. Duties Include: Prepare compliance risk assessments involving active participation from senior management. Carry out preparation and fieldwork in respect of monitoring and review work. Assist in executing the compliance monitoring Read more […]
Senior Solution Sales / Electronic Trading / Equity Derivatives
This is a fantastic opportunity to work for an established brand that has one of the best trading solutions in the market and has had excellent reputation for a number of years. The role will be a new business role selling their full suit of solutions across the UK markets to both buy/sellside clients. Their offering touches on low latency, high frequency and is targeted predominately towards the equity derivative markets. They are looking for someone who has experience of selling large ticket complex solutions, has sold solutions across the EMEA markets and has a solid network across tier 1 Read more […]
Head of Americas / Fixed income Electronic Trading
My client, a leading e-Trading Fixed Income vendor is currently looking to hire an individual to lead, build and deliver their NY strategy after enormous success across Europe. Having been established for 2 years the business has identified an area of opportunity in North America. The firm is comprised of a group of industry leading professionals that have held board level roles across numerous tier 1 investment banks within Fixed Income. You will possess a wealth of experience within a senior position focussing on fixed income spanning, sales, trading and product development. Please see below Read more […]
Investment Analyst, Equity (Asset Management
Job Responsibilities:Undertake stock research covering Australia and New Zealand and regional resources sector.Maintain database in the universe and follow the assigned investment process to seek alpha making opportunities.Build linkage between the HK office and the territories in the respective sectors and extract the ideas locally.Present and articulate investment recommendations to portfolio manager and other members of the team.Assist portfolio manager in presentation materials.Job Requirements:Bachelor degree in finance, science, engineering and/or related discipline.CFA is a PLUS.Minimum Read more […]