Archive for October, 2013
Buy side Equity Research Analyst and Equity Portfolio Manager in Saudi Required
Nicola Beer Footprint Private Equity – For more details on both the Equity Research Analyst and Portfolio Manager – read below EQUITY RESEARCH ANALYST – BUY SIDE We are looking for a strong analyst to join their team to cover Saudi and GCC Equity Markets. The role will involve working directly with the Head of Equity Investments and portfolio manager on a day to day basis, stock picking and providing investment ideas to the team. You will be responsible for building and maintaining models, stock picking, providing short research notes for the investment committee to review. This is a buy Read more […]
Compliance
The London office acts as a central hub for all capital markets activities in Europe and as such the Compliance team provides guidance and regulatory support for all EMEA Capital Markets operations. The Control Room is responsible for enforcing procedures designed to prevent and detect the misuse of material non-public information and managing conflicts for the Firm. This is accomplished by a number of functions including: * Watch Restricted List management * Watch and Restricted List trade monitoring * Any other compliance or regulatory related matters Key Responsibilities/Accountabilities: Read more […]
Control Room Analyst
An International bank with Pan-European territorial coverage and an expanding presence in Asia seeks a Compliance Control Room Officer to join their team. The Firm: The bank has superior coverage in all jurisdictions in mainland Europe with an expanding presence in the CIS countries, the Middle East, Asia and regional coverage in Argentina and New York in the US. The group employs over 150,000 people globally. The London office acts as a central hub for all capital markets activities in Europe and as such the Compliance team provides guidance and regulatory support for all EMEA Capital Markets Read more […]
Risk Director
The Risk Director will report to the Head of Regulation for the firm, who has a formal reporting line to the Board. Duties and responsibilities will include: Cross-department risk frameworks management, including: Operational Risk Framework, Business Risk Governance Framework, Business Strategic Risk Scenarios Capital Requirements and others Major business change / new products assessment and validation Day-to-day internal control over risk management policies and processes managed within departments, eg: risks managed by Risk Department, Treasury Banking Services Department. Audit Committee Read more […]
Senior Credit Manager – Top Tier Bank
Key responsibilities of the role: – Assesses thoroughly the credit risk in all proposals for a designated portfolio to facilitate a sound loan portfolio loan quality/ minimize loan loses and maximise return on investment. All assessments are forwarded to the TL for final comments/discussions etc. – Provide guidance to Business Units in the structuring of proposals. – Discusses all complex /other business proposals with the Business Units to ensure that credit worthy accounts are not rejected for want of and/or inaccurate information. – Recommends and /or sends back applications for Read more […]
Quantitative Equity Trading Research
This major hedge fund in Connecticut has an opening for a researcher in its quantitative trading group. The group has a platform built and is now ready to implement strategies. The successful candidate should have mid-frequency strategies for US equities ready to implement. Candidates should have a PhD in a quantitative field and 3 – 10 years experience in quantitative trading research. PLEASE DO NOT apply unless you have this type of experience!! We do NOT have any opening level positions!!
Head of Corporate Trust & Loan Agency, Singapore
Role requirements • Responsible for setting and implementing the strategic objectives for the business • Responsible for day to day management of the business • Develop, coach and motivate team members • Develop a cohesive and collaborative team to ensure that both the needs of internal stakeholders and external customers are met • Maintain internal control standards, including the timely implementation of internal and external audit points together with any issues raised by external regulators -Manage existing client relationships • Develop new client relationships through referrals Read more […]
Regional Head of Regulatory Compliance
Key Responsibilities:Leadership to ensure proactive approach is taken to identification of Regulatory Compliance risk change and potential impacts on the Technology Services Business Model in AsiaContinuous review for appropriateness of framework to monitor regulatory compliance developmentsImplement as required market product suitability, sales and staff remuneration policies and systems that ensure that the business’ exposure to regulatory compliance and reputational risks is managed, in a practical and effective manner, including efficient and reasonable deployment of resources and an understanding Read more […]
Regional Head of Compliance Analytics and Systems Control
Key Responsibilities:Lead the Analytics and Systems Control program regionally across all business lines for the full range of coverage responsibilities including business process analysis, program execution, compliance testing, and outreach and liaison activities;Advise business and senior management on regulatory and risk management issues related to the transaction monitoring program;Provide regional oversight for model development to reflect real world risk environments that determine likely risk profiles in given market conditions, segments and geographies.Provide input and regional oversight Read more […]
Part Time Customer Service Specialist Elizabeth SA
Wednesday: 12 midday – 4.00pmThurday: 9.30am – 4.00pmFriday 12.00 midday- 4.00pmSaturday 9.15am – 1.15pm Advertised: 1 Oct 2013 Cen. Australia Standard Time At Commbank we understand that our customers need to be the number one priority and that is why we are the 2013 Mortgage Lender of the Year, Best Third Party Lender, and Best First Home Buyer Lender. With innovation, creativity and a focus on customer service excellence, we CAN and will continue our journey to become the number one financial institution in Australia. What will you do? As a Customer Service Specialist you will be assisting Read more […]