Advice Team Manager, Compliance

Under the Head of Policy, this advisory role is a senior management position focusing on policy and advice to the Coprorate function

· Leading, motivating and developing a diverse team of Compliance technical advice subject matter experts, ensuring provision of appropriate specialist expertise, support and challenge to all the CBD businesses and central functions, including delivery of the Operational Plan by the team.· Supporting the CBD business in achieving its strategic goals through delivering consistent and clear advice to the various business and functional initiatives.· Ensuring the business is reaching conclusions based on regulatory, policy and other industry standards and ensuring business stakeholders understand their key risks.· Challenging the businesses’ and functions’ assessment of their Conduct Risks and ensuring that appropriate processes are in place to assess, mitigate, and report Conduct Risks.

Previous policy, conduct risk and advisory exp is essential

June 3, 2013 • Tags:  • Posted in: Financial

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