Advisory Compliance – Debt Capital Markets recruitment
Advisory Compliance - Debt Capital Markets - London
My client, a major financial institution, is seeking an experienced manager to act as the compliance advisory partner to teams within the Capital Markets business. Sitting within the Private Side Advisory team, the successful candidate will form an integral link to the other compliance teams to ensure that regulatory risks within the teams on the private-side of the Chines e wall are understood, monitored and appropriate risk mitigation strategies developed. You will be reporting directly to the head of Advisory Compliance.
Responsibilities:
• Provide advice, guidance, and direction on compliance issues across the designated areas of the business
• Ensure that effective monitoring and control systems are in place
• Ensure that all compliance related issues are identified and remedial actions implemented to minimise risk
• Provide compliance input and advice in order to facilitate the development of new products and services
• Work with other compliance teams to ensure regulatory requirements are understood, communicated and relevant strategies implemented
• Establish strong relationships and driv e compliance cultur e within the organisation
Requirements:
• Detailed capital markets knowledge particularly DCM, Syndicated Lending, Securitisation and Derivative Solutions
• Strong advisory experience in an investment banking environment - detailed regulatory knowledge
• Ability to face off against s enior business management and external regulators successfully.
• Ability to work on a transactional, project and recurrent task basis.
• Excellent communication skills
• Staff management experience
If you would like further details on this position, please contact me on the details below.
Amreet Rai
Arai@mcgregor-boyall.com
Only suitable candidates will be contacted.