AVP Compliance recruitment
KEY RESPONSIBILITIES
- Review the current compliance controls of the Bank and identify proper actions for improvement if necessary
- Developing and maintenance of compliance policies and procedures
- Providing advice on compliance with the HKMA's regulatory requirements and general compliance matters
- Conducting periodic reviews to ensure compliance with the HKMA's regulatory requirements, reporting findings of such reviews, and monitoring rectification of gaps identified; provide advisory services to business units on compliance issues
- Raise and maintain compliance awareness among staff by providing them with relevant information, publications and training on compliance matters
- Enforce general compliance manual and provide necessary assistance and training to staff
- Provide effective AML compliance support to the business units and support units,
- Handle ad hoc assignments or projects
JOB REQUIREMENTS
- Degree holder in Law, Accounting or business-related disciplines
- 8 years general audit / compliance experience including at least 3 years at managerial level in corporate banking and / or regulatory bodies
- Solid experience in handling general compliance function
- Good knowledge in banking laws, operations, products and services
- Self-motivated, independent, pleasant personality with good communication skills and able to communicate effectively at all levels and work under pressure
- Good command of written and spoken English and Chinese
Interested Applicants please send your resume (in Word format) together with present and expected salary to Jay Sim:
Tel: (852) 2521-5118 ext. 804
Email: jaysim@pplesearch.com
** For more job opportunities, please visit our website: www.pplesearch.com **
May 15, 2012
• Tags: Accounting & Finance careers in the Hong Kong SAR, AVP Compliance recruitment • Posted in: Financial