AVP Compliance recruitment
KEY RESPONSIBILITIESReview the current compliance controls of the Bank and identify proper actions for improvement if necessaryDeveloping and maintenance of compliance policies and proceduresProviding advice on compliance with the HKMA’s regulatory requirements and general compliance mattersConducting periodic reviews to ensure compliance with the HKMA’s regulatory requirements, reporting findings of such reviews, and monitoring rectification of gaps identified; provide advisory services to business units on compliance issuesRaise and maintain compliance awareness among staff by providing them Read more […]
AVP-Compliance recruitment
Responsibilities-Perform and oversee continuous testing and examinations of ratings documentation and processes for compliance with internal policies and procedures.-Supervise the work performed by compliance associates.-Work with LOB and Operations senior management to track and validate remediation plans.-Prepare periodic and ad hoc compliance reports outlining the results of Compliance’s Surveillance program and present results to Compliance Officers and senior management.-Work with the Rating Teams, Operations, Legal and Internal Audit to continuously enhance the Surveillance Program.-Develop Read more […]
AVP Compliance recruitment
Our client is seeking to recruit a Assistant Vice President – Compliance to be part of their robust Group Compliance team.This position sits within the Consumer Banking Division and is responsible for providing support to the compliance team head in the execution of compliance programs including but not limiting to advisory, marketing materials reviews, implementation of compliance procedures, monitoring and training etc.To be considered, you should possess good interpersonal ability with excellent verbal and report writing skills to effectively interact internally and externally. Good analytical Read more […]